Risk, Compliance & Financial Integrity

Anti-money laundering (AML/CFT), anti-bribery (FCPA/UK Bribery Act), sanctions screening, whistleblower mechanisms, and third-party integrity due diligence.

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WONE AREA OF EXPERTISE · Risk, Compliance & Financial Integrity

HOW THIS EXPERTISE CONNECTS

See where this expertise matters, what it connects to and who may be relevant.

This expertise rarely stands alone. The right answer often depends on the market, the business situation and other specialist needs around it.

AREA OF EXPERTISE Risk, Compliance & Financial Integrity

MARKETS 28 PEOPLE 56 MOMENTS 8 CONNECTED 6

SIGNALS 0

WHEN THIS BECOMES MATERIAL

Leadership triggers, not professional jargon.

Specific business conditions and inflection points that make Risk, Compliance & Financial Integrity essential to resolve.

Operations expand into jurisdictions with elevated corruption perception or high-risk financial transparency ratings.

Global sanctions regimes (OFAC, EU, UN, UK) impose strict trade restrictions, SDN list screening, and sectoral embargoes.

Commercial relationships involve foreign public officials, state-owned enterprises, or government tender processes.

Financial institutions require documented AML/CFT compliance programs, KYC refresh audits, and transaction monitoring controls.

Market Entry Cross-Border Transaction New Operating Model Regulatory Oversight Dispute & Enforcement

FIRST LEADERSHIP DECISIONS

What needs to be decided before work begins?

Specific operational, contractual and structural questions that shape scope, liabilities and timing.

Does the third-party partner due diligence process satisfy international anti-bribery standards?

Bribery or corrupt payments made by local distributors or commercial agents create direct extraterritorial criminal liability under FCPA.

INPUTS NEEDED

Third-party compliance questionnaires
Beneficial ownership checks
PEP/sanctions screening reports

What continuous screening controls prevent transactions with newly sanctioned entities or restricted trade sectors?

Processing prohibited transactions carries multimillion-dollar fines, revocation of banking privileges, and export blacklisting.

INPUTS NEEDED

Sanctions compliance screening software
Transaction filtering rules
Red-flag escalation procedures

WHAT THE WORK MAY INVOLVE

Key execution workstreams across Risk, Compliance & Financial Integrity.

The exact scope depends on the target jurisdiction, commercial timetable and business model.

Identify the relevant compliance exposures

The local professional defines the evidence, scope and deliverables for this specific workstream, taking account of the markets and transaction involved.

Review counterparties and third-party risks

The local professional defines the evidence, scope and deliverables for this specific workstream, taking account of the markets and transaction involved.

Design proportionate policies and controls

The local professional defines the evidence, scope and deliverables for this specific workstream, taking account of the markets and transaction involved.

Support investigations, remediation and ongoing monitoring

The local professional defines the evidence, scope and deliverables for this specific workstream, taking account of the markets and transaction involved.

WHAT OFTEN NEEDS TO MOVE WITH THIS

This expertise rarely stands alone.

Coordinated across interconnected multidisciplinary practice areas. Each connection explains why adjacent disciplines become material to the mandate.